TickTalkLive.com is not a registered securities broker-dealer or investment advisor with the SEC or any other securities, derivatives or futures regulatory authority. The author has been generally and regularly publishing anecdotal, informational and entertaining financial information under his full name since 1/01/07 and has been publishing at this site (ticktalklive.com) since August 22, 2008. As such, he and his web entities qualify as a "bona fide financial publication of general and regular circulation." He therefore relies upon an exemption from the registration requirements under the Investment Advisers Act of 1940, as amended (the "Advisers Act") provided for in Section 202(a)(11)(D). He is not responsible for trades or the choice to hold positions indefinately or the choice to delay trades by subscribers to the services based on the information included in the website and any other publications.
Furthermore, the publications and the information contained herein do not represent individual investment advice or a recommendation to buy or sell or hold or heldge or in any way act or suspend action upon securities or any financial instruments nor are they intended as an endorsement of any security, strategy, financial instrument or investment.
In addition, the publications do not constitute an offer or solicitation to buy or sell any securities or individualized investment advice. These publications are intended to be enjoyed solely by sophisticated financial professionals.
Any information contained in the publications or web site represents opinions of the authors, and should not be construed as personalized investment advice. All opinions expressed or implied, and information and data provided therein are subject to change without notice. Any author and/or commentator and/or affiliate may have positions in, and may, from time-to-time make purchases or sales of the securities discussed or mentioned in the publications.
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